Head of Transaction Monitoring & Investigation

A private bank in Geneva.

Description

Key Responsibilities

• Team Leadership: Manage, mentor, and develop a team of six TM and investigation professionals, fostering a culture of excellence, collaboration, and accountability.
• Hands-On Operations: Actively participate in daily transaction monitoring activities and investigations, setting an example for the team with your in-depth involvement and expertise.
• Transaction Monitoring: Oversee and enhance the transaction monitoring framework to detect, assess, and address suspicious activities effectively.
• Investigations: Lead and personally engage in detailed investigations into suspicious transactions, ensuring timely and accurate reporting to regulators and senior management.
• Policy and Framework Development: Develop and implement TM policies, procedures, and tools, ensuring alignment with local and international regulations.
• Reporting and Escalation: Provide regular reports and updates to the Head of Compliance, senior management, and regulatory bodies as required.
• Stakeholder Collaboration: Work closely with internal stakeholders, including compliance, risk, legal, and operations teams, to address complex cases and refine processes.
• Regulatory Engagement: Maintain up-to-date knowledge of regulatory requirements and trends, representing the bank in discussions with auditors and regulators as needed.

Profile

This role requires a proactive leader who thrives in a hands-on capacity, combining strategic oversight with detailed operational involvement in an evolving regulatory environment.

Key Qualifications

• Experience:
  • Minimum of 6 years of experience in AML/Transaction Monitoring within the financial sector, ideally in private banking.
  • Proven track record in investigations and regulatory reporting.
  • Experience in a Big 4 firm is a strong asset.
• Education: Degree in Finance, Law, or a related field. Relevant certifications (e.g., CAMS) are advantageous.
• Language Skills: Fluency in French and English is mandatory.
• Skills:
  • Strong analytical and problem-solving skills, with the ability to assess complex scenarios.
  • Hands-on approach, with a willingness to engage in operational tasks alongside strategic responsibilities.
  • Excellent leadership and interpersonal abilities, capable of managing and motivating a team effectively.
  • High attention to detail and a proactive approach to risk management.
  • Strong organizational skills with the ability to manage multiple priorities and meet deadlines.

Job Offer

Reporting directly to the Head of Compliance for Switzerland, you will manage a team of 5+ professionals while actively participating in operational tasks, ensuring the bank maintains the highest standards of AML and regulatory compliance.

There is no home office for this position.