Manager, Controls Assurance, Global Risk and Compliance Assurance Services - RCA SERVICES - CONTROLS ASSURANCE
Date de publication :
06 septembre 2024Taux d'activité :
100%Type de contrat :
Durée indéterminée
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Manager, Controls Assurance, Global Risk and Compliance Assurance Services - RCA SERVICES - CONTROLS ASSURANCE.
Principal responsibilities
- Map processes of assigned controls and identify the main control components within that end-to-end process.
- Document distinct control types, covering key aspects, such as remit, main processes, and handovers to other teams.
- Evaluate assigned controls for operating effectiveness, document results and raise issues as appropriate.
- Assist the VP/AVP in the delivery of assigned control assessments and ensure that assigned control assessments are accurate, effective, abide by CA procedures and templates, and meet quality control requirements.
- Ensure that assigned control assessments are delivered on time, in accordance with the CA assessment plan.
- Evaluate the root cause analysis for all material issues and remediation plans in places to ensure that they are sufficient and fit-for-purpose.
- Perform issue closure validation to ensure risks are sustainably remediated by First Line of Defence.
- Support the VPs/AVPs (location name) as required, including creating customised testing methodology and testing templates.
- As required, on a rotating basis, support regional Compliance Assurance teams to execute their assurance obligations through remote execution of local reviews and in line with standards set by the CA team commissioning the work (staff augmentation).
- Effectively communicate with local stakeholders during the process of review work.