Compliance Officer

Responsibilities

• Ensure the bank complies with regulatory requirements and internal policies.
• Review new account applications to meet client due diligence (CDD), anti-money laundering (AML), sanctions, tax, and Swiss regulatory standards.
• Handle sanctions (OFAC, EU, SECO), PEP, and AML monitoring alerts, resolving issues promptly.
• Regularly monitor and review customer profiles and account documentation.
• Provide training to bank staff on key regulatory issues related to CDD, sanctions, and AML.
• Conduct KYC on counterparty banks.
• Maintain audit trails and documentation for all alert reviews and clarifications.
• Prepare files for reporting to MROS or responding to authorities' requests.
• Participate in the Compliance division's Quality Assurance Program.
• Report complex or sensitive cases to the Head of Compliance.
• Collaborate with the Compliance team and identify opportunities to improve processes.

Profile

• University degree in Law or Business Administration, or equivalent.
• Certificate of Advanced Studies (CAS) in Compliance Management or equivalent.
• 3-5 years of proven experience in a similar banking compliance role.
• In-depth knowledge of Swiss regulatory requirements (AML, KYC, CDB).
• Experience with FATCA, FinSA, FinIA, and Commodity Trade Finance is an asset.
• Strong analytical, problem-solving, and decision-making skills.
• Well-organized with initiative and a proactive approach.
• Ability to work independently and in a team.
• Excellent communication and interpersonal skills.
• High ethical standards and a commitment to confidentiality and integrity.
• Fluent in French and English (written and spoken).
• Proficient in IT tools (Outlook, MS Office, internet).