Compliance Officer (80-100%)
Publication date:
15 August 2024Workload:
80 – 100%- Place of work:Luxembourg Albert Borschette
Schon heute die Chancen von morgen erkennen. Ihre und unsere.
Swiss Life Asset Managers Luxembourg verfügt über eine Doppelzulassung als OGAW-Verwaltungsgesellschaft und AIFM und untersteht der Aufsicht durch die Commission de Surveillance du Secteur Financier (CSSF). Swiss Life Asset Managers Luxembourg verwaltet OGAW sowie AIF mit Immobilien-, Infrastruktur- und Senior-Secured Loan-Strategien in Unternehmens- und Vertragsform.
Bei Swiss Life setzen Sie Ihr Talent und Ihr Fachwissen in einem motivierten und flexiblen Arbeitsumfeld ein. Sie übernehmen grosse Verantwortung und bewältigen schwierige Herausforderungen eigenständig mit Handlungsspielraum und in Zusammenarbeit mit professionellen Teams. Flexible Arbeitsmodelle ermöglichen Ihnen, Ihre beruflichen und Ihre persönlichen Ziele in Einklang zu bringen.
In your function as member of the Compliance Team of a super management company (AIFM as well as a UCITS management company managing a wide range of products), you will play a key role in identifying, assessing, monitoring, reporting, advising on and mitigating the Compliance specific risks affecting Swiss Life Asset Managers Luxembourg and its funds (such as regulatory sanctions, financial and reputational risks as a result of the non-compliance with regulatory and legal requirements as well as internal (group) guidelines). The Compliance Team acts as an independent second level control function.
Responsibilities
- Managing Compliance-Related Risks: Oversee compliance risk assessments, conflict-of-interest management, AML/CTF framework, and implementation of regulatory requirements.
- Policy Framework Review: Maintain and assess the SLAM LUX policy framework, ensuring alignment with internal and public policies.
- Staff Training: Coordinate and customize regulatory and Swiss Life-specific training programs, and execute training sessions.
- Second Level Control: Maintain and improve the Internal Control System, and monitor daily departmental controls.
- Management Support and Advice: Provide compliance-related advice, raise awareness, and report to the Management Committee and Board of Directors.
- Committee Participation: Actively participate in various committees, working groups, and projects.
- Stakeholder Reporting: Report to internal and external stakeholders, including the Management Committee, Board of Directors, Swiss Life division, group, and audit.
Experience
- Proven professional Compliance experience in the investment funds industry (4 or more years)
- Strong Compliance & regulatory expertise in AIFMD and UCITS
- Entrepreneurial mind-set to set-up, implement required processes and further improve them
- Excellent written and oral communication skills in English and German or French.
- Strong team player in an international context, dynamic and resilient with the ability to work independently
- Good knowledge of MS Office
Ihre Vorteile
Wir unterstützen unsere Mitarbeitenden bei ihrer beruflichen Entwicklung und der optimalen Gestaltung ihres Privatlebens. Unsere attraktiven Vorteile tragen dazu bei.
Ihre Kontaktperson:
Phone
+41 43 547 69 07