Compliance Associate
Publication date:
10 October 2024Workload:
100%- Place of work:London
About the job:
The Risk and Compliance department constitutes Saxo's second line of defence. Its mission is to support the group's management, ensuring that our activities are conducted in a safe, efficient manner and in compliance with applicable legislative and regulatory provisions. In this context, we monitor and evaluate the implementation, adequacy and effectiveness of the measures and procedures put in place to control our risks and comply with regulations, as well as the measures taken to remedy any potential shortcomings. The department is made up of several teams, each with its own responsibility in covering the Risk and Compliance area.
Responsibilities:
- Support the Head of Compliance/MLRO
- Investigate and complete thematic compliance monitoring and testing including production of reports and recommendations
- Reviewing and researching AML and financial crime (including sanctions)
- Drafting summaries and recommendations for the MLRO
- Submitting SARs to the regulator
- Collating monthly management information
- Managing and reviewing spot checks performed at level 1
- Assist in answering inquiries from regulators and partner banks
- Identify and deliver training on regulatory topics across the business
Your Profile:
- Authorised to work in the UK
- Able to commute to our Canary Wharf London office
- Analytical/ attention to detail and ability to solve problems
- Good investigation skills
- Good understanding of systems
- Can demonstrate the ability to form good working relationships with team members and the wider business
- Compliance generalist with working experience in leveraged products to retail clients
- Experience in compliance monitoring, audit reviews, regulatory mapping and investigation of gaps
- Drafting compliance reports with recommendations
- Experience in AML
- Experience in data protection and GPDR
- Detailed knowledge and understanding of FCA rule book
We get curious people invested in the world
When you work at Saxo, you become a Saxonian and part of a purpose-driven organisation, where good ideas are always taken seriously, and where you can make a true impact. We are invested in your development, and you can expect a robust career from day one when you join Saxo – no matter which role you take on.
You will join 2,500 other ambitious colleagues across 15 countries and become part of an international organisation. Working in Saxo, you will get to meet colleagues from many different cultures and backgrounds, and you should know that we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation and position us for long-term success.
We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfil their career aspirations.
When you bring passion, curiosity, drive and team spirit, your learning journey will be dynamic and your career opportunities in Saxo will be immense.
At Saxo we don’t just offer a job – we offer an opportunity to invest in your future!
How to apply :
Click here to create an account and upload your resume and a short motivation. We look forward to getting to know you better!